- 11 U.S.C.
Ribotsky, In re
Jan
06
2025
Ruling
Debt was nondischargeable where debtor made material omissions and misrepresentations to investors regarding redemption requests, the reason for combining investment funds, and the valuation of portfolio companies. (Bankr. E.D.N.Y.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities Violations; Federal or Common Law.
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Court
:
- 11 U.S.C.
Stehrenberger, In re--Stehrenberger v. Stehrenberger
Nov
25
2024
Ruling
Dismissal of nondischargeability proceeding based on debt relating to securities violations remanded as court impermissibly ruled that a judgment or order from a non-bankruptcy forum was required. (B.A.P. 9th Cir.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities Violations; Judgment, Settlement or Other Court Order.
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- 11 U.S.C.
Ribotsky, In re
Dec
21
2023
Ruling
Debtor was not collaterally estopped from challenging dischargeability where the districtcourt did not make any findings as to whether the debtor violated federal securities laws.(Bankr. E.D.N.Y.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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Court
:
- 11 U.S.C.
Johnson, In re--Blue Green Plantation Envelope Enters., LLC v. Johnson
Dec
15
2023
Ruling
Debt was nondischargeable on grounds of securities violations. (Bankr. C.D. Cal.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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- 11 U.S.C.
Stehrenberger, In re--Stehrenberger v. Stehrenberger
Sep
06
2023
Ruling
Debt was dischargeable where creditor did not have a non-bankruptcy forum judgmentagainst the debtors for the violation of state securities law. (Bankr. D. Idaho)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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- 11 U.S.C.
Rodriguez, In re--Rodriguez v. Hotchkiss
Apr
03
2023
Ruling
Judgment debt was nondischargeable where debtor had violated state securities laws because the debtor fully participated in the state court action. (B.A.P. 9th Cir.)
Issue(s)
Confirmation of Plan.
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Judge or Jurisdiction information not available
- 11 U.S.C.
Hardwick, In re--Anderson v. Hardwick
Jan
27
2023
Ruling
Partial summary judgment of nondischargeability was appropriate as there was no evidencethat plaintiffs' Financial Industry Regulatory Authority order had been memorialized in aseparate judicial or administrative order. (Bankr. E.D. Tex.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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- 11 U.S.C.
Sorrells, In re--Nationwide Judgement Recovery Inc. v. Sorrells
Sep
27
2022
Ruling
Summary judgment denied with respect to dischargeability where it was not shown thatdebtors themselves had committed a securities violation. (Bankr. E.D. Tex.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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- 11 U.S.C.
Carlson, In re--Lawrence J. v. Carlson
Jun
22
2022
Ruling
Partial summary judgment granted in nondischargeability proceeding as there was no obviousconnection between the basis for the monetary penalties and securities violations. (Bankr.D.N.D.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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:
Judge or Jurisdiction information not available
- 11 U.S.C.
Simons, In re--Nationwide Judgment Recovery, Inc. v. Simons
Nov
09
2021
Ruling
Summary judgment of nondischargeability denied as plaintiff failed to demonstrate that thetransactions at issue were in connection with the purchase or sale of securities. (Bankr. D.Minn.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities
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