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§ 523(a)(19)(A)

Ribotsky, In re

Ruling
Debt was nondischargeable where debtor made material omissions and misrepresentations to investors regarding redemption requests, the reason for combining investment funds, and the valuation of portfolio companies. (Bankr. E.D.N.Y.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities Violations; Federal or Common Law.

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Consumer opinion summary, case decided on January 06, 2025 , LexisNexis #0325-040

Ribotsky, In re

Ruling
Debtor was not collaterally estopped from challenging dischargeability where the districtcourt did not make any findings as to whether the debtor violated federal securities laws.(Bankr. E.D.N.Y.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities

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Consumer opinion summary, case decided on December 21, 2023 , LexisNexis #0224-066

Rodriguez, In re--Rodriguez v. Hotchkiss

Ruling
Judgment debt was nondischargeable where debtor had violated state securities laws because the debtor fully participated in the state court action. (B.A.P. 9th Cir.)
Issue(s)
Confirmation of Plan.

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Court :
Judge or Jurisdiction information not available
Consumer opinion summary, case decided on April 03, 2023 , LexisNexis #0623-011

Simons, In re--Nationwide Judgment Recovery, Inc. v. Simons

Ruling
Summary judgment of nondischargeability denied as plaintiff failed to demonstrate that thetransactions at issue were in connection with the purchase or sale of securities. (Bankr. D.Minn.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities

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Consumer opinion summary, case decided on November 09, 2021 , LexisNexis #0122-010

Lunsford, In re--Lunsford v. Techs. Servs., LLC

Ruling
Debt to the investor was nondischargeable as debt was caused by debtor's violation ofsecurities laws. (11th Cir.)
Issue(s)
Exceptions to Discharge; Types of Debt Excepted; Debt Relating to Securities Violations; Federal or Common Law.

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Court :
Consumer opinion summary, case decided on February 15, 2017 , LexisNexis #0317-074

Ballard v. Thoennes (In re Thoennes)

Ruling
Debt based on shareholder oppression did not arise from the purchase or sale of a security and was dischargeable.
Issue(s)
Was judgment for "shareholder oppression" nondischargeable as related to the sale of securities?

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Commercial opinion summary, case decided on September 03, 2015 , LexisNexis #0915-119