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§ 510(c)

Official Comm. of Unsecured Creditors v. Halifax Fund LP (In re AppliedTheory Corp.)

Ruling
Committee's request for leave to pursue equitable subordination denied as not in best interests of estate and not necessary for fair and efficient resolution.
Procedural posture

Appellant committee of unsecured creditors (committee) sought authorization to assert a claim of equitable subordination under 11 U.S.C. § 510(c) against various lenders. The chapter 11 trustee investigated the claim and concluded it lacked merit. The bankruptcy court denied the committee permission to pursue the claim. The District Court for the Southern District of New York affirmed the bankruptcy court's order. The committee appealed.

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Court :
Judge or Jurisdiction information not available
opinion summary, case decided on July 09, 2007 , LexisNexis #0807-063

National Emergency Servs. v. Williams

Ruling
Court could not exercise equitable subordination of claim in case where there was to be no distribution of assets.
Procedural posture

Appellant filed an adversary complaint to subordinate claim under 11 U.S.C. § 510(c) in the bankruptcy court. Appellee moved to dismiss the adversary complaint. The chapter 11 trustee and debtor had agreed the bankruptcy case should be dismissed once the instant case concluded. The bankruptcy court dismissed appellant's complaint for failure to state a cause of action. Appellant filed an appeal.

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opinion summary, case decided on June 19, 2007 , LexisNexis #0707-094

In re Insilco Techs. Inc.

Ruling
Terms of settlement agreement conceding that debts owed to non-participating lenders were allowable claims barred trustee's action for recharacterization and equitable subordination.
Procedural posture

Appellant trustee appealed from the District Court for the District of Delaware which dismissed the trustee's objections to a proof of claim. The appeal arose out of the 11 U.S.C. § 502 claim allowance process in debtor's chapter 11 bankruptcy liquidation and the question was whether the trustee could bring a recharacterization action and an equitable subordination action under 11 U.S.C. § 510(c)(1) against certain lenders.

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Court :
Judge or Jurisdiction information not available
opinion summary, case decided on March 20, 2007 , LexisNexis #0407-059

Henry v. Lehman Comml Paper Inc. (In re First Alliance Mortgage Co.)

Ruling
Corporation's aiding and abetting fraud by lender did not justify equitable subordination of its claims in lender's bankruptcy.
Procedural posture

In two consolidated actions, the District Court for the Central District of California found defendant corporation liable under California tort law to a class of borrowers for aiding and abetting fraud, and in a bankruptcy trustee's action, the district judge concluded that the corporation's conduct pursuant to its relationship with the bankrupt company did not warrant relief under the equitable principles of bankruptcy laws.

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Court :
Judge or Jurisdiction information not available
opinion summary, case decided on December 08, 2006 , LexisNexis #0107-013

Salkin v. Chira (In re Chira)

Ruling
Claims of involuntary debtor's former spouse and spouse's mortgagee brother allowed but equitably subordinated.
Procedural posture

Plaintiff, trustee for ex-husband debtor, brought an adversary proceeding against eight defendants, i.e., those who claimed an interest in certain real property, to determine the validity, priority, and amount of deeds made and obligations incurred by debtor. After a series of partial summary judgments, three defendants remained in litigation. The matter was pending decision following trial on issues between the trustee and remaining defendants.

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opinion summary, case decided on November 16, 2006 , LexisNexis #0107-089

Mid City Bank v. Downey Land Ltd.

Ruling
Lessor who allegedly misrepresented condition of health club purchased by debtor did not owe any duty to financing bank and its claim was not subject to equitable subordination.
Procedural posture

Plaintiff bank filed a motion for summary judgment in its action against defendant lessor, which sought equitable subordination of the lessor's claim against chapter 7 debtor pursuant to 11 U.S.C. § 510(c). The lessor also filed a motion for summary judgment, claiming that it could not have breached a duty which would have given rise to a cause of action for equitable subordination, and that it was not liable for fraud or misrepresentation.

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opinion summary, case decided on November 16, 2006 , LexisNexis #1206-050

Logan County Copperative v. Gaites (In re Gaites)

Ruling
Bank was denied partial summary judgment in equitable subordination action since factual disputes existed.
Procedural posture

Defendant bank filed a motion for partial summary judgment on plaintiff co- op's adversary complaint for equitable subordination under 11 U.S.C. § 510(c).

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opinion summary, case decided on July 27, 2006 , LexisNexis #0806-086

LWD Trucking Inc. v. LWD Inc. (In re LWD Inc.)

Ruling
Bankrtuptcy court declined to strike complaint in equitable subordination proceeding that put debtor sufficiently on notice of claims.
Procedural posture

Plaintiff United States Trustee brought an adversary complaint against defendant individuals and company, alleging, inter alia, equitable subordination and seeking payment of the trustee's fees. Defendants moved to dismiss the complaint.

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opinion summary, case decided on June 06, 2006 , LexisNexis #0906-056

Bala v. Kaler (In re Racing Servs.)

Ruling
Court affirmed the bankruptcy court's order that equitably subordinated an application for unpaid postpetition rent to all other allowed claims including criminal judgments involving inequitable conduct that injured creditors.
Procedural posture

Appellant claimant sought review of a decision of the Bankruptcy Court for the District of North Dakota, which ordered that the claimant's administrative expense claim against the bankruptcy estate of appellee debtor for postpetition rent be subordinated to all other allowed claims.

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Court :
Judge or Jurisdiction information not available
opinion summary, case decided on April 04, 2006 , LexisNexis #0406-087

In re Kreisler

Ruling
Creditor's secured claim was deemed allowed but subject to equitable subordination due to creditor insider's inequitable conduct.
Procedural posture

The creditor filed a motion to have its secured claim deemed allowed. The trustee objected to the claim.

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opinion summary, case decided on October 04, 2005 , LexisNexis #0106-078